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FREE PROSPECTI ORDERING SYSTEM FLOWCHART.

By Tracy Edwards,2014-07-08 10:10
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PROSPECTI ORDERING SYSTEM. DESIRED RESULTS: KEEP STOCK OF PROSPECTI ON HAND FOR MUTUAL FUNDS USED IN PERSHING CAPITAL ACCOUNT MODELS. ACCOUNTABLE PERSON: ...

    PROSPECTI ORDERING SYSTEM

Desired Results: Keep stock of prospecti on hand for mutual funds used in Pershing Capital Account Models.

Accountable Person: Portfolio manager’s assistant.

Standards/Benchmarks: There should be at least three of each prospectus for each fund on-hand at all times.

Resources Needed: Mike’s models, Morningstar reports, and telephone

     Get Morningstar reports on Make list of toll-

     Get Copy of all mutual funds currently free phone numbers

     being used in Pershing from Morningstar Models

     Capital Account Models. reports

     Call the mutual Follow up and re-Check weekly to be sure

     funds and order order if not received there are at least five of the

     prospecti within two weeks. latest version in stock.

    Check Models monthly to

    look for fund changes.

    ; Copyright 1997-2012 Toolsformoney.com, All Rights Reserved

    System for Ordering Prospecti

Results Desired: Keep a current stock of mutual fund prospecti.

Accountable Person: Portfolio manager or assistant.

    Benchmarks: No prospecti missing, and no outdated prospecti on file.

Resources: Mike’s models, phone, and file cabinet.

    Quantify from feedback: If nobody complains about missing or old prospecti, then it is working.

; Copyright 1997-2012 Toolsformoney.com, All Rights Reserved

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