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ISO 20022 Universal financial industry message scheme

    Bank Transaction Codes External Code Lists

ISO 20022

    10 June 2009

    Version 6.2 Approved Version

     This document provides the detailed description of the external code lists and values to be used in the Bank Transaction Code structure.

    339344247.doc. ISO 20022 Page 1 16 June 2009

    1 Introduction .................................................................................................................................................................................................................... 4 2 Document structure ...................................................................................................................................................................................................... 4 3 External Code Lists ...................................................................................................................................................................................................... 5 3.1 Section 1: Bank Transaction Code scope and high level structure .................................................................................................................... 5 3.1.1 Scope of the Bank Transaction Code ................................................................................................................................................................................. 5 3.1.2 The Bank Transaction Code component ............................................................................................................................................................................ 6 3.1.3 Proprietary component ......................................................................................................................................................................................................... 9 3.2 Section 2: Definition of the Domains ................................................................................................................................................................... 10 3.2.1 Domains overview .............................................................................................................................................................................................................. 10 3.2.2 Domains definition .............................................................................................................................................................................................................. 11 3.3 Section 3: Families within Domains..................................................................................................................................................................... 12 3.3.1 Generic Family definition .................................................................................................................................................................................................... 12 3.3.2 Payments Families definition ............................................................................................................................................................................................. 13 3.3.3 Cash Management Families definition .............................................................................................................................................................................. 14 3.3.4 Derivatives Families definition ........................................................................................................................................................................................... 15 3.3.5 Loans, Deposits & Syndications Families definition ......................................................................................................................................................... 16 3.3.6 Foreign Exchange Families definition ............................................................................................................................................................................... 17 3.3.7 Precious Metals Families definition ................................................................................................................................................................................... 18 3.3.8 Commodities Families definition ........................................................................................................................................................................................ 18 3.3.9 Trade Services Families definition..................................................................................................................................................................................... 19

     Securities Families definition ............................................................................................................................................................................................. 20 3.3.10

    3.3.11 Account Management Families definition ......................................................................................................................................................................... 21 3.3.12 Extended Domain Family definition .................................................................................................................................................................................. 21 3.4 Section 4: Sub-Families within Families of Domains ......................................................................................................................................... 22 3.4.1 Generic Sub-Family definition ............................................................................................................................................................................................ 22 3.4.2 Payments Sub-Families definition ..................................................................................................................................................................................... 24 3.4.3 Cash Management Sub-Families definition ...................................................................................................................................................................... 34 3.4.4 Derivatives Sub-Families definition ................................................................................................................................................................................... 36 3.4.5 Loans, Deposits & Syndications Sub-Families definition ................................................................................................................................................. 38

    3.4.6 Trade Services Sub-Families definition............................................................................................................................................................................. 40 3.4.7 Securities Sub-Families definition ..................................................................................................................................................................................... 42 3.4.8 Account Management Sub-Families definition ................................................................................................................................................................. 53 3.5 Section 5: Domains without defined Sub-Families............................................................................................................................................. 55 3.5.1 Foreign Exchange Sub-Families definition ....................................................................................................................................................................... 55 3.5.2 Precious Metal Sub-Families definition ............................................................................................................................................................................. 56 3.5.3 Commodities Sub-Families definition ................................................................................................................................................................................ 57 3.5.4 Exceptional Securities Sub-Families definition (Custody Collection) .............................................................................................................................. 58 4 List of 4 character codes ........................................................................................................................................................................................... 59 4.1 External Domain Code List (ExternalBankTransactionDomain1Code) ............................................................................................................ 59 339344247.doc. ISO 20022 Page 2 16 June 2009

    4.2 External Family Code List (ExternalBankTransactionFamily1Code) ............................................................................................................... 59 4.3 External Sub-Family Code List (ExternalBankTransactionSubFamily1Code)................................................................................................ 64

    4.3.1 Sub-Families of generic Families ...................................................................................................................................................................................... 64

    4.3.2 Generic Sub-Families ......................................................................................................................................................................................................... 65

    4.3.3 Payments Domain .............................................................................................................................................................................................................. 66

    4.3.4 Cash Management Domain ............................................................................................................................................................................................... 73

    4.3.5 Derivatives Domain............................................................................................................................................................................................................. 74

    4.3.6 Loans, Deposits & Syndications Domain .......................................................................................................................................................................... 75

    4.3.7 Trade Services Domain ...................................................................................................................................................................................................... 76

    4.3.8 Securities Domain ............................................................................................................................................................................................................... 77

    4.3.9 Account Management Domain .......................................................................................................................................................................................... 82 5 Revision record ........................................................................................................................................................................................................... 83

    339344247.doc. ISO 20022 Page 3 16 June 2009

1 Introduction

    This document provides the detailed description of the external code lists and values to be used in the Bank Transaction Code structure.

2 Document structure

Chapter 3 is composed of several sections:

    Section 1: This section provides the overview of the approved structure of the Bank Transaction Code list, with detailed information on the scope and structure of the domains.

    Section 2 to 5: Per domain there is one dedicated section. Each section contains:

    ; The families and sub-families of the corresponding domain, including the relevant definition for the families and sub-families.

Chapter 4 provides a summary of the domains, families and sub-families, with the codes to be applied.

    339344247.doc. ISO 20022 Page 4 16 June 2009

3 External Code Lists

    3.1 Section 1: Bank Transaction Code scope and high level structure

3.1.1 Scope of the Bank Transaction Code

    The scope of the Bank Transaction Code is to deliver a harmonised list of codes, which should be applied in bank-to-customer cash account

    reporting information. The bank transaction code information allows the account servicer to correctly report a transaction, which in its turn will help account owners to perform their cash management and reconciliation operations.

    The Bank Transaction Code proposes a harmonised, global alternative for the different domestic bank transaction code lists that exist. The lack of such a harmonised list led to a misuse and misinterpretation of the